Investor appropriateness administration solutions

At the end of 2016, China Securities Regulatory Commission issued No. 130 Order Measures for the Administration of Appropriateness of Securities and Futures Investors (Measures for short). In order to follow up and respond to its spirit and essence, Chinasoft International organized experts to develop the product on investor appropriateness administration system, aiming to actively assist regulators in promoting appropriateness construction, minimize the technical and time thresholds for operating institutions to conduct appropriateness administration business, provide a high standard and low cost IT service on the premise of satisfying all requirements in Measures, and promote the deep integration of appropriateness administration with the production and operation systems of operating institutions. 

Solutions: data acquisition, data standardization processing, statistical analysis, and data mining technology, combining with appropriateness administration model and data presentation, are applied to build an appropriateness administration solution for securities and futures investors that can operate independently and integrate with the production system quickly. The scheme covers the investor information management, investor classification management, product & service management, warning alarm, compliance inspection, appropriateness data management, appropriateness statistical report, appropriateness rule management, appropriateness matching and change management, appropriateness system management, inappropriate product purchase warning and other appropriateness management scenarios. 

Advantages and characteristics: 

• Propose a public appropriateness administration model based on standard data modeling to facilitate different data systems of operating institutions. 

• Combine the in-process management and post-process management of appropriateness to provide a full range of appropriateness management data services for account managers, clients, associations and regulators. 

• Ensure rapid delivery and support the personalized customization development based on the enterprise application support platform construction and product quality assurance. 

• Professional implementation team provides comprehensive services integrating systems, data standards, model management, and information construction.